SEC lifts advertising ban on private investments: How it affects you

Jul 10, 2013
The Securities and Exchange Commission voted to lift a ban on publicly soliciting your investment dollars for companies not traded on the stock market.

The SEC attempts to fix conflicts of interest in bond-rating

May 13, 2013
The SEC meets with experts Tuesday about the alleged conflicts of interest in the bond-rating industry, after delaying new rules to deal with the issue.
A sign for Moody's rating agency is displayed at the company headquarters in New York.
EMMANUEL DUNAND/AFP/GettyImages

SEC hits 'like' on corporations releasing info on social media

Apr 3, 2013
Reed Hastings landed in hot water for sharing info about Netflix on his personal Facebook page. Now, the SEC says, companies can share, tweet and Facebook, as long as investors know where to look.

Obama taps former prosecutor as Wall Street cop

Jan 24, 2013
Mary Jo White battled mobsters and terrorists as U.S. Attorney. Now, she’ll face hedge fund titans and high-speed traders to revive the SEC.
Flanked by Director of the United States Consumer Financial Protection Bureau Richard Cordray (L) and former U.S. Attorney for the Southern District of New York Mary Jo White (R) , U.S. President Barack Obama makes a personnel announcement at the State Dining Room of the White House January 24, 2013 in Washington, DC. President Obama nominated Mary Jo White to become the new chairman of Securities and Exchange Commission. He also re-nominated Richard Cordray for the same position Cordray has been holding.
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Watchdog of Wall Street, SEC's Mary Schapiro, looks back

Dec 10, 2012
SEC chairman Mary Schapiro will officially step down from her post on Friday.

SEC departure leaves a tougher reform path

Nov 27, 2012
Mary Schapiro’s departure from the Securities and Exchange Commission leaves the board politically split – with thorny market issues to resolve.

SEC cracking down on private Facebook stock trading

Mar 15, 2012
Yesterday, the SEC brought charges against two money managers who allegedly misled and overcharged investors when selling them Facebook stock, before it officially goes public.

For public good, not for profit.

A cautionary tale on money market mutual funds

Mar 12, 2012
You can't trust the money market mutual fund pledge not to break a buck -- at least not with your safe money, the money you depend on to be there in tough times like 2008.

New SEC settlement tests regulator's mettle

Feb 14, 2012
SEC settles fraud case with former Bear Stearns hedge fund managers. Despite public pressure, the SEC fails to wrest admissions of guilt.

Money market mutual funds: Buyer beware

Feb 7, 2012
When it comes to money market mutual funds, you can't trust the pledge not to break a buck -- at least not with your safe money, the money that's supposed to be there in tough times like 2008.