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Securities and Exchange Commission

New SEC rule says stock trades must be finalized more quickly

by Daniel Ackerman
May 29, 2024
Trades must be finalized by the end of the following business day to minimize failures in volatile markets.
"The more a trade is unsettled, the more exposure it has to a fail," said Bob Walley of Deloitte Risk & Financial Advisory.
Michael M. Santiago/Getty Images
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A Warmer World

SEC adopts rule making companies disclose climate risks

by Elizabeth Trovall
Mar 7, 2024
The rules are softer than those initially proposed.
New SEC rules are intended to standardize reporting requirements on things like emissions and exposure to climate change-related disasters.
Giles Clarke/Getty Images
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What's behind the SEC lawsuits against Coinbase and Binance?

by Sabri Ben-Achour
Jun 6, 2023
Are cryptocurrencies securities like stocks and bonds? There isn't consensus, but the answer would make a huge difference to the crypto industry.
The SEC is accusing crypto exchange Coinbase of trading cryptocurrencies that the agency says should be registered as securities.
Justin Sullivan/Getty Images
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Crypto giant Binance in hot water with U.S. regulators. What's next?

by Stephanie Hughes
Jun 6, 2023
The world’s largest crypto exchange is being sued by the SEC. What does that mean for crypto?
The world's largest crypto exchange platform has been sued by the U.S. Securities and Exchange Commission over allegations of financial misconduct.
Michael M. Santiago/Getty Images
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SEC suit against crypto exchanges is latest effort to regulate a largely unregulated industry

by Kimberly Adams
Jan 13, 2023
The Securities and Exchange Commission is suing Gemini Trust Company and Genesis Global Capital for selling allegedly unregistered securities.
Absent more comprehensive regulations, the Securities and Exchange Commission is enforcing laws not specifically designed for crypto.
Marco Bello/Getty Images
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Commission-free stock trading has spurred retail investors. But its days might be numbered.

by Justin Ho
Jun 22, 2022
The head of the Securities and Exchange Commission has taken aim at the commission-free business model.
A large part of the boom in retail stock trading has been fueled by the advent of no-commission stock trading.
Spencer Platt/Getty Images
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Crypto's growth spawns a Washington debate: Who should regulate it?

by Lily Jamali
Jun 8, 2022
A bill would put the Commodity Futures Trading Commission in charge. Some consumer advocates back the Securities and Exchange Commission.
The Securities and Exchange Commission has more people to oversee cryptocurrency than the smaller Commodity Futures Trading Commission, but other factors are involved.
Saul Loeb/AFP via Getty Images
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SEC aims for stock trading rule changes

by Nancy Marshall-Genzer
Jun 8, 2022
The proposed changes are expected to even the odds for smaller investors.
The SEC is proposing rules changes to the market that could aid smaller investors.
Drew Angerer/Getty Images
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Proposed bitcoin ETFs spotlight debate over rules governing crypto

by Lily Jamali
Mar 22, 2022
SEC delays decision on allowing exchange-traded funds. It has to make big calls on digital currencies, whether it wants to or not.
The SEC is spending a lot of time figuring out how to deal with cryptocurrencies.
Saul Loeb/AFP Getty Images
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A Warmer World

How do you calculate a company's carbon footprint? The SEC is figuring that out.

by Lily Jamali
Jan 19, 2022
Emissions by a company's suppliers and customers could count towards the total.
The SEC may soon require companies to disclose greenhouse gas emissions. Whether they'll also include emissions from suppliers — usually a larger proportion of emissions — is unclear.
Nilmar Lage/AFP via Getty Images
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